Practices
Lauri K. Goodwyn is Of Counsel in Seward & Kissel’s Corporate Finance Group. She joined the Firm in 2005.
Lauri has extensive experience representing both buy and sell side clients on a wide array of matters, including but not limited to (a) negotiating: (i) ISDAs and related confirmations; (ii) prime brokerage agreements, futures and options agreements, FX and credit intermediation agreements, term margin agreements, securities lending agreements such as MRAs, GMRAs, MSLAs, GMSLAs, tri-partite, control and custody agreements as well as other trading related documentation; (iii) employment agreements; (iv) electronic trading agreements; and (v) vendor, service and general commercial contracts; (b) implementing new businesses and product lines (including but not limited to FX intermediation- prime brokerage and a start up swaps business); (c) structuring trades; (d) advice relating to litigation, securities, futures and commodities issues, as well as Dodd Frank compliance, credit/risk and general corporate matters; and (e) advice relating to crisis management for hedge funds.
Prior to joining Seward & Kissel, Lauri was Deputy General Counsel, Senior Vice-President at Fimat USA, Inc., a registered broker-dealer and futures commission merchant. She also has worked at Societe Generale Corporate and Investment Banking, supporting its commodity division. Lauri has general commercial litigation experience (including two trials) before the state and federal courts located in New York as well as arbitration before commodity related exchanges.
Recognition:
- Lauri was elected to serve as the first Chief Operating Officer of the Hedge Fund Association in 2020 and currently serves in this capacity.
Organizations:
- Hedge Fund Association: Global Board Member; Regulatory Committee Co-Chair
- Seward & Kissel’s Women’s Initiative: Executive Committee Member
- Seward & Kissel’s Blockchain Committee
- New York City Bar Association- Women in the Legal Profession Committee Class of 2023; former member of Futures and Derivatives Law Committee
- Lauri is also a member of various ISDA committees.
Publications
- Co-authored, “The SEC Approves Mandatory Clearing of Transactions in US Treasury Securities: Issues for the Buy Side to Consider,” Seward & Kissel (January 29, 2024)
- Co-authored, “SEC Approves Final Rule – Mandatory Clearing of Transactions in US Treasury Securities,” Seward & Kissel (December 18, 2023)
- Co-authored, “ISDA 2023 Equity Swap – 2021 Definitions Protocol Opened October 30, 2023,” Seward & Kissel (October 31, 2023)
- Authored, “ICYMI: A Brief Summary of Recent Events – May 24, 2023,” Seward & Kissel (May 24, 2023)
- Authored, “ICYMI A Brief Summary of Recent Events,” Seward & Kissel (May 9, 2023)
- Co-authored, “SEC Sanctions Broker-Dealer for Alternative Trading System,” Seward & Kissel (January 26, 2022)
- Co-authored, “SEC Issues Statement on 1940 Act Registered Funds Investing in the Bitcoin Futures Market,” Seward & Kissel (May 18, 2021)
- Co-authored, “LIBOR Transition Is Getting Real – UK FCA Announcement Triggers Index Cessation Event under ISDA 2020 IBOR Fallbacks Protocol and IBOR Fallbacks Supplement,” Seward & Kissel (March 9, 2021)
- Co-authored, “Client Alert: What Came First: The Token or the SAFT?” Seward & Kissel (February 3, 2021)
- Co-authored, “Uncleared Swaps: CFTC Final Rule Relating to Minimum Transfer Amounts for Separately Managed Accounts under the CFTC Margin Rules; Separate MTAs for Initial Margin and Variation Margin,” Seward & Kissel (February 2, 2021)
- Co-authored, “SEC Permits Specialized Broker-Dealers to Custody Digital Asset Securities,” Seward & Kissel (January 8, 2021)
- Co-authored, “CFTC Confirms Delay of Initial Margin Phase 6 Implementation to 2022,” Seward & Kissel (November 11, 2020)
- Co-authored, “Failure to Communicate?” Seward & Kissel (October 30, 2020)
- Co-authored, “ISDA Publishes ISDA 2020 IBOR Fallbacks Protocol and Supplement,” Seward & Kissel (October 28, 2020)
- Co-authored, “Court Holds That Kik ICO, Like Telegram, Was an Unregistered Securities Offering and That Reg. D Private Placement Should Be Integrated with Public Offering,” Seward & Kissel (October 9, 2020)
- Co-authored, “Kraken Becomes First Digital Asset Firm to Obtain a Bank Charter,” Seward & Kissel (September 21, 2020)
- Co-authored, “OCC Clarifies That National Banks Can Provide Cryptocurrency Custody Services,” Seward & Kissel (July 24, 2020)
- Co-authored, “Court Ruling: Bitcoin Transaction Records Not Protected by Fourth Amendment,” Seward & Kissel (July 22, 2020)
- Co-authored, “DFS Announces Cryptocurrency Initiatives and Potential BitLicense Forum,” Seward & Kissel (June 30, 2020)
- Co-authored, “Preliminary Injunction Halts Telegram’s $1.7 Billion Digital Token Offering,” Seward & Kissel (April 9, 2020)
- Co-authored, “BCBS/IOSCO Announce Deferral of Final Implementation of Regulatory Initial Margin Requirements,” Seward & Kissel (April 6, 2020)