Investment Management Partners Casey Jennings and Joseph Morrissey will be participating in the Investment Adviser Association’s 2024 Compliance Workshops on Wednesday, October 16^th in New York City.

• Partner Casey Jennings to speak on panel titled “Cybersecurity & Data Privacy”. The panel will provide practical tips to help you implement the SEC’s final data privacy rules governing the protection of clients’ non-public personal information (Regulation S-P). Plus the latest on potential new cybersecurity rules for investment advisers.
• Partner Joseph Morrissey to speak on panel titled “Marketing Rule”. The panel will address how nearly two years after the compliance date of the new Marketing Rule, advisers are still grappling with presentation of performance issues including composites, model fees, and predecessor performance, as well as substantiation requirements. Learn the latest insights and trends.

For more information about the Compliance Workshops and registration, visit the IAA’s website here.