Advisers Must File the July 23 TIC Form SLT Electronically

July 17, 2014

Advisers required to file TIC Form SLT must submit their filings to the New York Federal Reserve Bank electronically using the Reporting Central System beginning with the June 2014 filing, which is due on July 23, 2014. Registering for the Reporting Central System is a multi-step process involving a series of forms that can take some time to process. Advisers that have not yet begun registering should do so immediately. Filers of TIC Form S and TIC Form B can also register to file electronically using the Reporting Central System.

Please  review our past Memorandum providing background on the TIC Form SLT. If you have any questions, please contact any attorney in the Investment Management group.