January 17, 2025
Client Reminder: Required Gross Short Position and Activity Reporting by Institutional Investment Managers on Form SHO
January 17, 2024
State Taxes: What to Expect in 2025
January 6, 2005
U.S. Court of Appeals for the Fifth Circuit Vacates SEC’s Approval of Nasdaq’s Board Diversity Rules
January 16, 2025
2025 HSR Filing Thresholds and Fee Schedule
January 16, 2025
OFAC Announces Two New Waves of Sanctions Targeting Russia’s Oil Production and Exports, Military-Industrial Base, and Sanctions Evaders
January 15, 2025
Important Reminder About State-Chartered Credit Union Restrictions
January 13, 2024
SEC v. Coinbase: “On to the Second Circuit We Go”
January 10, 2024
Changes? Yes. Records? Not so sure.
January 10, 2025
New York Enacts Statewide Paid Prenatal Leave Law
January 9, 2025
Seward & Kissel’s Investment Management 2024 Year in Review
January 8, 2024
SEC Charges Investment Adviser with Compliance Policy Failures Regarding its Handling of Material Nonpublic Information
January 6, 2024
“Back to the Office” Pressure Builds on Financial Service Providers Looking for High-End Office Space in NYC
January 6, 2025
SEC Brings Charges for Failure to File Form D Notice in Connection with Exempt Securities Offerings under Regulation D
January 2, 2025
Employment Litigation Roundup: December 2024
December 31, 2024
UPDATE – CTA Whiplash; Fifth Circuit Reverses itself and Blocks Corporate Transparency Act Reporting Requirements