August 12, 2024 SEC v. Ripple: Was it Worth it? August 12, 2024 Reminder for 13F Filers: Deadline to Report Proxy Votes on Form N PX is August 31, 2024 August 8, 2024 Attorneys Bruce Paulsen, Brian Maloney, and Carmella O’Hanlon Quoted in Law360 Article August 8, 2024 Tax Concerns with PE Secondary Sales August 6, 2024 FDIC Whipsaws Industry with Proposed Changes to Brokered Deposits Rules August 5, 2024 1% Stock Buy Back Tax; Little Relief for Issuers Under Final Tax Regulations August 5, 2024 SEC Charges Publisher for Manipulation Scheme Targeting Retail Investors July 31, 2024 SEC v. Binance: BUSD, BNB, and Simple Earn—a Closer Look July 31, 2024 Employment Litigation Roundup: July 2024 July 31, 2024 5th Circuit District Courts Once Again Thwart the DOL’s Fiduciary Advice Regulatory Agenda July 29, 2024 SEC Charges Short Publisher for Manipulation Scheme Targeting Retail Investors July 29, 2024 NYSE Proposes Rule Change to Exempt Registered Closed-End Funds From Requirement to Hold Annual Shareholder Meetings July 26, 2024 August 30 Deadline for TIC Form SHL July 26, 2024 Pennsylvania Federal Judge Declines to Block Enforcement of FTC Non-Compete Rule July 25, 2024 Compliance Flash: OFAC Announces New Reporting Requirement for Financial Institutions Under the REPO for Ukrainians Act Load more