November 7, 2024
Seward & Kissel releases fourth edition of SMA Snapshot Report
November 5, 2024
Paul Miller & Casey Jennings author article on privacy & cybersecurity considerations for investment advisers for IAA
November 5, 2024
SEC Charges Investment Company, CEO and Board Member for Alleged Misleading Statements Regarding Use of Artificial Intelligence
November 4, 2024
SEC Division of Examinations Announces 2025 Examination Priorities
November 4, 2024
SEC Charges Adviser with Failing to Follow ESG Investment Criteria
November 1, 2024
SEC Division of Examinations Releases its 2025 Examination Priorities
October 31, 2024
Employment Litigation Roundup: October 2024
October 31, 2024
The Bristol Myers Decision: A Harsh Reminder of Registered Holder vs Beneficial Owner Actions
October 30, 2024
Multi-Strat Considerations
October 29, 2024
Paul Miller & Casey Jennings author article on privacy & cybersecurity considerations for investment advisers for IAA
October 28, 2024
Liquidity Backstops in Evergreen Funds
October 24, 2024
SEC Section 13 Enforcement Sweep
October 17, 2024
Updated Alert: FinCEN Imposes New Reporting Requirements on LLCs and other Entities
October 16, 2024
US and Global Crypto Tax Update
October 10, 2024
Alexandra Alberstadt Quoted in Ignites Article Titled, “Tepid Sales Follow Clunky Fund-to-ETF Conversions”