January 6, 2024 “Back to the Office” Pressure Builds on Financial Service Providers Looking for High-End Office Space in NYC January 6, 2025 SEC Brings Charges for Failure to File Form D Notice in Connection with Exempt Securities Offerings under Regulation D January 2, 2025 Employment Litigation Roundup: December 2024 December 31, 2024 UPDATE – CTA Whiplash; Fifth Circuit Reverses itself and Blocks Corporate Transparency Act Reporting Requirements December 30, 2024 The ‘40 Act Blog Top 10 of 2024 December 30, 2024 Tax Court Delivers Coal to Another Limited Partnership Management Company December 23, 2024 Annual Report and Shareholder Meeting Season and Other Recent SEC Developments December 20, 2024 Federal Government Shutdown and the SEC: What You Need to Know December 13, 2024 Legal Trends in Middle Market M&A Deals December 9, 2024 UPDATE – Corporate Transparency Act Blocked by Recent Injunction December 5, 2024 Corporate Transparency Act Blocked by Recent Injunction December 5, 2024 SEC Staff Issues Guidance on Tailored Shareholder Reports December 3, 2024 Employment Litigation Roundup: November 2024 December 2, 2024 OFAC Takes More Aggressive Action to Deter Foreign Financial Institutions’ Participation in Russian Financial Sector November 27, 2024 SEC Charges Investment Adviser for Making Misleading ESG-Related Statements Load more