June 20, 2024 Class Action Suit Filed Against Morgan Stanley Over Rates on Bank Deposit Program June 17, 2024 Poor Form: Terraform Labs to pay $4.5 Billion June 13, 2024 OFAC Issues New Wave of Russia Sanctions Expanding Secondary Sanctions Risk for Foreign Financial Institutions June 11, 2024 2023 Seed Transactions Deal Points Study June 7, 2024 SEC Adopts Data Privacy Rule Amendments to Regulation S-P June 5, 2024 Fifth Circuit Vacates the Private Fund Advisers Rules in their Entirety June 4, 2024 Seward & Kissel’s Marketing Rule Snapshot Report June 3, 2024 Proxy Vote Reporting: Considerations for Institutional Investment Managers as the Form N-PX Filing Deadline Approaches June 3, 2024 Employment Litigation Roundup: May 2024 May 29, 2024 SEC Shortening of Securities Transaction Settlement Cycle to Take Effect May 29, 2024 Gregg Bateman, Y. Daphne Coelho-Adam and Michael Danenberg Author Chapter in International Comparative Legal Guide – Lending & Secured Finance 2024 May 28, 2024 SEC and FinCEN Propose Customer Identification Program Requirements for Registered Investment Advisers and Exempt Reporting Advisers May 24, 2024 Two Thoughts About the ETH ETP Approval That May Have Gotten Lost in the Shuffle May 24, 2024 Much Sad May 23, 2024 SEC Amends Regulation S-P to Require Data Breach Notifications and Additional Written Policies Load more