Practices
Kris Swiatek is counsel in the Investment Management Group. Kris regularly advises sponsors and managers of private investment funds, including hedge funds and private equity funds, regarding fund formation and structuring, the offering of interests by private investment funds, and the negotiation and documentation of such investments. He has experience structuring onshore and offshore investment vehicles, including separately managed accounts established for institutional investors. Additionally, Kris frequently advises clients regarding regulatory and compliance matters, including the availability of exemptions from registration for both U.S. and non-U.S. investment advisers, the development of compliance policies and procedures and the completion of regulatory filings.
Kris received a B.A. from Rutgers University, magna cum laude, and a J.D. from Fordham University School of Law, magna cum laude, where he was a member of the Order of the Coif.
Publications
- Co-authored, “Seward & Kissel’s Investment Management 2023 Year in Review,” Seward & Kissel (March 14, 2024)
- Co-authored, “FinCEN Proposes AML Requirements for Certain Investment Advisers,” Seward & Kissel (March 7, 2024)
- Co-authored, “SEC Releases FAQ on Marketing Rule Compliance – Calculating Gross and Net Performance,” Seward & Kissel (February 9, 2024)
- Co-authored, “New Resources for Growth Equity and VC Managers,” Seward & Kissel (January 12, 2024)
- Co-authored, “FinCEN’s New Rule on Beneficial Ownership Information Reporting Requirements: Application to Investment Advisers and Related Entities,” Seward & Kissel (January 2, 2024)