April 8, 2025 SEC EXPANDS ACCOMMODATIONS FOR NONPUBLIC REVIEW OF MOST SECURITIES ACT AND EXCHANGE ACT REGISTRATION STATEMENTS April 4, 2025 STEPS TO TAKE DURING EXTREME MARKET VOLATILITY April 3, 2025 Partner Danielle Lemberg Authors Article for Hue Partners Titled, “Legal Mistakes Founders Make When Selling Their Business” April 3, 2025 FINRA Asks For Industry Feedback On Proposed Rules For Outside Activities April 2, 2025 Partners Bruce Paulsen and Brian Maloney co-author chapters for the Chambers Shipping 2025 Global Practice Guide April 2, 2025 Seward & Kissel’s Closed-End Fund Study (2023-2024) April 1, 2025 Employment Litigation Roundup: March 2025 March 27, 2025 Common SEC Exam Issues for Large Advisors and How to Avoid Them March 26, 2025 Exchange-Traded Fund Fails to Clear SEC Staff Comment Process Prior to Launch March 25, 2025 Update: U.S. Companies and U.S. Persons No Longer Required to Provide Beneficial Ownership Information under the Corporate Transparency Act. March 24, 2025 SEC Staff Updates FAQs Regarding Marketing Rule Compliance – Gross and Net Performance March 18, 2025 When a Complaint Is Actually Frivolous: Threatening To Seek Rule 11 Sanctions as an Appropriate and Effective Strategy March 17, 2025 SEC Extends Compliance Dates for Amendments to Names Rule March 12, 2025 CFTC’s Spring Cleaning: Let’s Make a Deal (Quickly) March 6, 2025 It’s Cool to Be In-Kind: Tax and Non Tax Considerations of In Kind Distributions of Partnership Property Load more