November 4, 2024 SEC Division of Examinations Announces 2025 Examination Priorities November 1, 2024 SEC Division of Examinations Releases its 2025 Examination Priorities October 31, 2024 Employment Litigation Roundup: October 2024 October 31, 2024 The Bristol Myers Decision: A Harsh Reminder of Registered Holder vs Beneficial Owner Actions October 30, 2024 Multi-Strat Considerations October 28, 2024 Liquidity Backstops in Evergreen Funds October 24, 2024 SEC Section 13 Enforcement Sweep October 17, 2024 Updated Alert: FinCEN Imposes New Reporting Requirements on LLCs and other Entities October 16, 2024 US and Global Crypto Tax Update October 10, 2024 Alexandra Alberstadt Quoted in Ignites Article Titled, “Tepid Sales Follow Clunky Fund-to-ETF Conversions” October 9, 2024 Continued SEC Enforcement Actions Relating to Off Channel Communications October 8, 2024 Robert Gayda quoted in Law360 article titled, “J&J Has An Uphill Battle To Keep Newest Ch. 11 In Texas” October 8, 2024 SEC Settles Charges with Adviser for Fraud Involving Overvaluation of CMOs October 8, 2024 SEC Charges DraftKings with Violating Regulation FD by Selectively Disclosing Material Nonpublic Information on Social Media October 7, 2024 A Refresher on the SEC’s Pay to Play Rule Load more