August 21, 2024 Texas Federal Judge Blocks FTC Non-Compete Rule July 16, 2024 IRS Proposes Regulations Regarding Tax Treatment of Certain Basket Option Contracts and Basket Contracts January 29, 2024 The SEC Approves Mandatory Clearing of Transactions in US Treasury Securities: Issues for the Buy Side to Consider January 24, 2024 ISDA Releases Marshall Islands Netting Opinion December 18, 2023 SEC Approves Final Rule – Mandatory Clearing of Transactions in US Treasury Securities October 31, 2023 ISDA 2023 Equity Swap – 2021 Definitions Protocol Opened October 30, 2023 August 25, 2023 The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers January 4, 2023 Memo to Clients 2023 – Annual Reminders February 4, 2022 Memo to Clients 2022 – Annual Reminders March 9, 2021 LIBOR Transition is Getting Real – UK FCA Announcement Triggers Index Cessation Event under ISDA 2020 IBOR Fallbacks Protocol and IBOR Fallbacks Supplement February 2, 2021 Uncleared Swaps: CFTC Final Rule Relating to Minimum Transfer Amounts for Separately Managed Accounts under the CFTC Margin Rules; Separate MTAs for Initial Margin and Variation Margin January 21, 2021 ESG Spotlight Series: Sustainable Finance Disclosures Regulation (SFDR): Applicability for U.S. Managers November 11, 2020 CFTC Confirms Delay of Initial Margin Phase 6 Implementation to 2022 January 16, 2020 SEC Re-Proposes Derivatives Rule for Registered Investment Companies and Business Development Companies December 29, 2015 SEC Proposes New Derivatives Rule for Registered Investment Companies Load more