January 22, 2024
Seward & Kissel attorneys co-authored a chapter for the ICLG – ESG Law 2024 titled, “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers”
November 8, 2023
SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers
October 18, 2023
SEC Adopts Amendments to Regulation 13D-G
October 3, 2023
SEC Proposes Improvements to EDGAR Filer Access and Account Management
October 3, 2023
SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers
September 18, 2023
Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers
September 11, 2023
SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations
August 25, 2023
The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers
August 16, 2023
SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million
March 12, 2023
Bank Failure: Background and Issues to Consider
January 27, 2023
Seward & Kissel attorneys co-authored a chapter for the ICLG – ESG Law 2023 titled “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers”
January 20, 2023
DOL Publishes Final Rule Regarding ESG Investing and Proxy Voting
January 4, 2023
Memo to Clients 2023 – Annual Reminders
October 20, 2022
ESG Spotlight (Ep. 10): Sustainability Data Reporting with Persefoni
June 22, 2022
ESG Spotlight (Ep. 9): Impact Investment Firm, TriLinc Global