Filter by PracticeBlockchain & CryptocurrencyCommodity Pool Operators & Commodity Trading AdvisersCorporate FinanceCredit FundsEnvironmental, Social and GovernanceGovernment Enforcement and Internal InvestigationsHedge FundsInvestment AdvisersInvestment ManagementLitigation & InvestigationsPrivate EquityPrivate Equity FundsReal Estate FundsRegistered Funds and Mutual FundsRegulatory ComplianceSecurities LitigationVenture Capital/Growth Equity Funds Government Enforcement and Internal Investigations No results found Blockchain & Cryptocurrency (4)Commodity Pool Operators & Commodity Trading Advisers (1)Corporate Finance (1)Credit Funds (1)Environmental, Social and Governance (1)Government Enforcement and Internal Investigations (36)Hedge Funds (4)Investment Advisers (3)Investment Management (7)Litigation & Investigations (26)Private Equity (1)Private Equity Funds (1)Real Estate Funds (1)Registered Funds and Mutual Funds (2)Regulatory Compliance (4)Securities Litigation (2)Venture Capital/Growth Equity Funds (1) April 24, 2025 Undervalue at Your Own Risk: The False Claims Act Comes for Imports April 15, 2025 SEC Voluntarily Dismisses Action against Hedge Fund Manager over Safeguarding Confidential Information while Participating on Creditors’ Committees April 3, 2025 FINRA Asks For Industry Feedback On Proposed Rules For Outside Activities February 24, 2024 Reversal of Fortune: SEC to Drop Coinbase Suit February 5, 2025 Don’t Expect “Mama Government” to Bail You Out November 26, 2024 SEC Announces Enforcement Results for Fiscal Year 2024 November 18, 2024 SEC Crypto Enforcement: Past and Future Tense March 13, 2024 DOJ Announces Launch of New “Gap-Filling” Whistleblower Program August 16, 2023 SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million March 9, 2023 Introducing the Government and Regulatory Rundown – March 2023 March 3, 2023 DOJ Releases New Voluntary Self-Disclosure Policy November 2, 2022 DOJ’s Civil and Criminal Enforcement Focus on Corporate Cybersecurity September 22, 2022 DOJ’s Revised Corporate Criminal Enforcement Policies Encourage Voluntary Disclosure and Focus on Compensation June 22, 2022 Partners Robert Van Grover and Patricia Poglinco, along with counsel Philip Moustakis, featured in a Private Equity Law Report article titled, ” How Managers Can Navigate the Thin Line Between SEC Examinations and Enforcement” June 9, 2022 Seward & Kissel attorney Philip Moustakis featured in a Hedge Fund Law Report article titled, “Fifth Circuit Decision Could Hamstring SEC Enforcement Abilities” Load more
