July 8, 2024 The Rise of the Pass-Through Expense Model July 8, 2024 Texas Federal Judge Preliminarily Blocks Enforcement of FTC Non-Compete Rule July 2, 2024 Employment Litigation Roundup: June 2024 June 13, 2024 Continuation Funds: An Increasingly Useful Closed-End Liquidity Tool June 13, 2024 OFAC Issues New Wave of Russia Sanctions Expanding Secondary Sanctions Risk for Foreign Financial Institutions June 11, 2024 2023 Seed Transactions Deal Points Study June 5, 2024 Fifth Circuit Vacates the Private Fund Advisers Rules in their Entirety June 4, 2024 Seward & Kissel’s Marketing Rule Snapshot Report June 3, 2024 Proxy Vote Reporting: Considerations for Institutional Investment Managers as the Form N-PX Filing Deadline Approaches June 3, 2024 Employment Litigation Roundup: May 2024 May 23, 2024 SEC Amends Regulation S-P to Require Data Breach Notifications and Additional Written Policies May 16, 2024 DOL Publishes Final Regulation Expanding the Definition of an ERISA Fiduciary May 15, 2024 SEC Charges Investment Adviser with Pay-to-Play Violation, Bringing Political Contributions into Focus During Election Year May 10, 2024 Seward & Kissel Attorneys Author IAA Article on Off-Channel Communications May 2, 2024 T+1 Settlement Cycle: Implications for Investment Advisers Load more