April 14, 2025 SEC Staff Issues Bright Line Guidance for Minimum Investment Amount in Offerings to Verify Accredited Investor Status under Rule 506(c) of Regulation D April 4, 2025 STEPS TO TAKE DURING EXTREME MARKET VOLATILITY April 2, 2025 Seward & Kissel’s Closed-End Fund Study (2023-2024) March 27, 2025 Common SEC Exam Issues for Large Advisors and How to Avoid Them March 25, 2025 Update: U.S. Companies and U.S. Persons No Longer Required to Provide Beneficial Ownership Information under the Corporate Transparency Act. March 24, 2025 SEC Staff Updates FAQs Regarding Marketing Rule Compliance – Gross and Net Performance March 5, 2025 Treasury Department Confirms: No Fines or Penalties in Connection with BOI Reporting Deadlines March 3, 2025 SEC Extends Compliance Dates for UST Repo and Cash Transaction Clearing Rule February 23, 2025 Section 883 Tax Exemption for Cargo Shipping and Cruise Lines At Risk? February 21, 2025 The BOI Reporting Rule under the Corporate Transparency Act is Reinstated February 20, 2025 Platform Deal Considerations February 13, 2025 Joseph Morrissey and Theo Kaminski Publish Article in Global Banking & Finance Review Titled, “Building a Scalable Closed End Fund Business” February 10, 2025 Carried Interest in the Crosshairs…Again January 31, 2025 New Restrictions on Investments into Chinese Entities: Considerations for Advisers, Private Funds, and Investors January 24, 2025 Corporate Transparency Act Enforcement Remains On Hold Load more
