March 24, 2025 SEC Staff Updates FAQs Regarding Marketing Rule Compliance – Gross and Net Performance February 20, 2025 Platform Deal Considerations February 13, 2025 Joseph Morrissey and Theo Kaminski Publish Article in Global Banking & Finance Review Titled, “Building a Scalable Closed End Fund Business” January 24, 2025 Corporate Transparency Act Enforcement Remains On Hold January 16, 2025 2025 HSR Filing Thresholds and Fee Schedule January 9, 2025 Seward & Kissel’s Investment Management 2024 Year in Review January 6, 2025 SEC Brings Charges for Failure to File Form D Notice in Connection with Exempt Securities Offerings under Regulation D December 31, 2024 UPDATE – CTA Whiplash; Fifth Circuit Reverses itself and Blocks Corporate Transparency Act Reporting Requirements December 13, 2024 Legal Trends in Middle Market M&A Deals December 9, 2024 UPDATE – Corporate Transparency Act Blocked by Recent Injunction December 5, 2024 Corporate Transparency Act Blocked by Recent Injunction November 26, 2024 Employment Considerations in Portfolio Company Acquisitions November 26, 2024 Upcoming Reminders for FinCEN Beneficial Ownership Information Reporting October 28, 2024 Liquidity Backstops in Evergreen Funds October 17, 2024 Updated Alert: FinCEN Imposes New Reporting Requirements on LLCs and other Entities Load more