February 12, 2024
Tax partner Brett Cotler authors article for Private Equity Law Report titled, “Tax Court Ruling Is a Setback for Fund Managers Structured As Limited Partnerships”
January 2, 2024
FinCEN’s New Rule on Beneficial Ownership Information Reporting Requirements: Application to Investment Advisers and Related Entities
November 8, 2023
SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers
October 18, 2023
SEC Adopts Amendments to Regulation 13D-G
October 3, 2023
SEC Proposes Improvements to EDGAR Filer Access and Account Management
October 3, 2023
SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers
September 18, 2023
Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers
September 11, 2023
SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations
August 25, 2023
The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers
August 16, 2023
SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million
January 27, 2023
Seward & Kissel attorneys co-authored a chapter for the ICLG – ESG Law 2023 titled “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers”
January 4, 2023
Memo to Clients 2023 – Annual Reminders
July 26, 2022
Paul Miller and Casey Jennings co-author IAA article on Privacy and Cybersecurity for Investment Advisers
June 15, 2022
How to Convert a Private Fund Manager Into a Family Office interview & checklists
February 4, 2022
Memo to Clients 2022 – Annual Reminders