Issuer Side Representation

  • Represented investment adviser Algonquin Advisors LLC in connection with its Series C Preferred Stock financing round.
  • Represented ocular medical device developer Amblyotech, Inc. in connection with its angel and venture financings and multiple growth equity and bridge note offerings.
  • Represented Applied Data Quotient Inc., a data analytics company, in connection with its organization, licensing of technology, and Series A Convertible Preferred Stock financing.
  • Represented ArenaOne, LLC in connection with a strategic financing structured as a business combination.
  • Represented cryptocurrency investment manager Benthos Capital LLC in connection with its organization and venture financing.
  • Represented Big League Advance, LLC in connection with its organization and arrangements with certain financing and operating partners.
  • Represented Birlasoft Inc., a software solutions company, in connection with its organization and Series A Preferred Stock investment by GE Capital Equity Investments.
  • Represented CIDCO Incorporated in connection with a venture capital investment by Summit Partners and in connection with a convertible debt investment by Forstmann Little.
  • Represented Digital Commodity Holdings Limited in connection with its $3 million series seed financing round.
  • Represented investment manager Raven Capital Management LLC in connection with a minority private equity investment in the management company by Northern Lights Ventures, LLC.
  • Represented Screaming Media Inc. in connection with its $30 million second round preferred stock sale to venture capital investors placed by Deutsche Bank Alex. Brown.
  • Represented SeraNova, Inc. in connection with its $10 million private placement of common stock and $8 million private placement of convertible preferred stock to venture capital investors.
  • Represented Stem Cell Research & Therapeutics, a biotech company, in connection with its organization, licensing of technology, and Series A Convertible Preferred Stock financing.
  • Represented Water Equipment Services, Inc. in connection with a venture capital investment by Holding Capital Group.
  • Represented WebMedicPro Inc. in connection with a strategic financing structured as a business combination.

Investor Side Representation

  • Represented various institutional investors and private investment funds in the following venture capital transactions:
    • Alibaba Group Common Shares
    • Alien Technology Corporation Series G Preferred Stock
    • Amblyotech Bridge Notes (pre-Series A)
    • Angel Medical Systems, Inc. Series A Preferred Stock
    • Animas Corporation Series C Preferred Stock
    • Ant Financial Series C Preferred Stock
    • Aristasoft Corporation Series C Preferred Stock
    • Bamboo Networks, Limited Preference Shares
    • BCKSTGR Media, LLC Class A Units
    • Broadband Transport Technologies, Inc. Series A Preferred Stock
    • Callnow.com, Inc. Series A Preferred Stock
    • Cardlytics, Inc. Series F Preferred Stock and Convertible Notes
    • Cbay Systems, Ltd. Series E and Series F Preferred Stock
    • Celsius Therapeutics, Inc. Series A Preferred Stock
    • Centerprises Services, Inc. Series C Preferred Stock
    • Chinayou Inc. Series B Preferred Stock
    • Coskata, Inc. Series B Preferred Stock
    • Current Communications Group, LLC Membership Interests
    • CXO Nexus, Inc. Series A Preferred Stock
    • DermTech, Inc. Common Stock and Series B-1 Convertible Preferred Stock
    • Dietsmart, Inc. Series B Preferred Stock
    • Digital Commodity Holdings Limited Series Seed Shares
    • Displaytech, Inc. Series C Preferred Stock
    • Elite Pharmaceuticals, Inc. Series A Preferred Stock and Warrants
    • EQRx Series A Preferred Stock
    • Essential Entertainment, Inc. Series A Preferred Stock
    • eXalt Solutions, Inc. Series A Preferred Stock and Warrants
    • Fate Therapeutics, Inc. Common Stock and Convertible Preferred Stock
    • Fulcrum Therapeutics, Inc. Series B Preferred Stock
    • GDG Interactive, Inc. Series A Preferred Stock
    • Genomatica, Inc. Series C Preferred Stock
    • Heat Biologics Convertible Notes
    • Helicon Networks Inc. Series A Preferred Stock
    • Helix Holdings I LLC Series C Preferred Interests
    • ImaginAb, Inc. Series B Preferred Stock
    • iVexSol Bridge Notes (pre-Series A)
    • iWire, Inc. Common Stock
    • JetLink USA, LLC Series E Membership Units
    • J-Pay, Inc. Common Stock
    • Jump Technologies Series B Preferred Stock
    • Juniper Financial Corp. Series B Preferred Stock
    • LastMinuteTravel.com, Inc. Series I Preferred Stock and Warrants
    • Luminate Software Corporation Series D Preferred Stock
    • Lyft, Inc. Series D and E Preferred Stock
    • Lyra Health, Inc. Series B Preferred Stock
    • Magenta Therapeutics, Inc. Series C Stock
    • Medallia Series F Preferred Stock
    • mFormation Technologies, Incorporated Common Stock and Series B Preferred Stock
    • Nanosolar Inc. Series D Preferred Stock
    • Nano-Tex, LLC Units
    • Navini Networks Inc. Series F Preferred Stock
    • N-Gene Research Laboratories, Inc. Series B Preferred Stock
    • Neon Therapeutics, Inc. Preferred Interests
    • Oxford Nanoimaging Limited Preferred Interests
    • Pacific Biosciences Series F Preferred Stock
    • Pact Pharma, Inc. Series B Preferred Stock
    • ParishPay LLC Membership Units
    • PM Pediatrics Series C and Series D Preferred Stock
    • Population Diagnostics, Inc. Series A Preferred Stock
    • PowerGenix Systems, Inc. Series D Preferred Stock
    • Prominex, LLC Series A-1 Preferred Interests and Series B-1 Preferred Interests
    • Qiosk.com Inc. Series B Preferred Stock
    • Red Herring, Inc. Series C Preferred Stock
    • Revolution Medicines, Inc. Series B Preferred Stock
    • Safeweb, Inc. (f/k/a Fugunet.com, Inc.) Series A, B and C Preferred Stock
    • Sexton Biotechnologies Series B Preferred Stock
    • Singular Bio Series B Preferred Stock
    • Social Finance, Inc. Series D and E Preferred Stock
    • Soltego Series A Preferred Stock
    • Sonivate Medical, Inc. Series C, Series D and Bridge Notes (pre-Series E)
    • Spotify Technology, S.A. Common Shares
    • Teckst Series 2019 Preferred Stock
    • Tenaya Pharmaceuticals Series B Preferred Stock
    • The Weinstein Company Holdings LLC Class A-1 Stock
    • Turing Pharmaceuticals AG Series A Preferred Stock
    • Uber Technologies, Inc. Series E Preferred Stock
    • UQ, Inc. Series A Preferred Stock
    • Urban Compass, Inc. Series B, C and D Preferred Stock
    • Verana Health, Inc. Series D Preferred Stock
    • ViewRay, Inc. Common Stock and Warrants
    • Vineti, Inc. Series B Preferred Stock
    • VIRxSYS Corporation Secured Convertible Notes and option to purchase Series H Preferred Stock and Warrants
    • Wilshire Phoenix Bridge Notes (pre-Series A)
    • Yellowpepper Holdings Inc. Bridge Financing