March 15, 2021

ESG Considerations for Form ADV Annual Amendment

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March 11, 2021

SEC Division of Examinations Issues Risk Alert on Digital Asset Securities

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March 3, 2021

Tips and Considerations for Form ADV Annual Amendments

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February 24, 2021

SPACtacular — Why Tech Companies Can’t Get Enough of SPACs

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February 17, 2021

Seward & Kissel 2020 Investment Management Highlights

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February 10, 2021

New HSR Filing Thresholds

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February 10, 2021

S&K Private Equity Year In Review & 2021 Outlook

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February 8, 2021

New York Adopts New Rules Requiring Registration and Exams for Investment Adviser Representatives, Principals and Solicitors

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February 5, 2021

Memo to Clients 2021 – Annual Reminders

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February 1, 2021

Client Alert: On GME and Recent Market Volatility

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January 26, 2021

IRS Releases Final Regulations on Three-Year Holding Period

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January 26, 2021

SEC Adopts New Investment Adviser Marketing Rule

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December 30, 2020

SEC Charges BlueCrest Capital Management for Concealed Conduct that Favored a Proprietary Fund at the Expense of its Flagship Client Fund

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December 29, 2020

SEC OCIE Issues Risk Alert on Observations from Examinations of Broker-Dealers and Investment Advisers regarding Large Trader Obligations

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December 28, 2020

SEC Adopts Amendments to the Exempt Offering Framework: Considerations for Private Fund Managers

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