July 20, 2020

SEC OCIE Issues Cybersecurity Risk Alert on Ransomware

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July 16, 2020

SEC Proposes to Raise 13F Reporting Threshold to $3.5 Billion

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July 8, 2020

Volcker Rule Update: Final Rule Includes New Exclusions from the Definition of “Covered Fund”

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July 1, 2020

SEC OCIE Issues Risk Alert on Private Fund Adviser Examination Observations

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June 30, 2020

California Consumer Privacy Act Becomes Enforceable July 1

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June 29, 2020

Seward & Kissel Alternative Investment Manager Covid-19 Survey

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June 25, 2020

Supreme Court Allows but Limits Disgorgement in SEC Enforcement Actions

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June 25, 2020

OCIE Issues Risk Alert to Provide Additional Information About LIBOR Transition Preparedness Examinations

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June 24, 2020

2019 Seed Transactions Deal Points Study

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June 22, 2020

Continued Remote Working Issues and Considerations for Investment Managers

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June 9, 2020

Client Alert: SEC Charges Private Equity Adviser for Failure to Implement and Enforce MNPI and Restricted List Policies and Procedures

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June 5, 2020

Senate Confirms Special Inspector General for Pandemic Recovery … Another CARES Act Enforcement Shoe Drops

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June 4, 2020

Reminder: Registered Investment Advisers with Retail Investors Must File Form CRS by June 30, 2020

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June 2, 2020

Distressed Debt Trading: Navigating the Road Ahead

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June 2, 2020

A Proactive Lender is a Better Protected Lender

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