April 15, 2020

SEC OCIE Issues Risk Alert Regarding Examinations that Focus on Compliance with Form CRS

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April 13, 2020

Seward & Kissel’s 2019 New Hedge Fund Study

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April 9, 2020

Overview of Form CRS Relationship Summary for Investment Advisers

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April 6, 2020

BCBS/IOSCO Announce Deferral of Final Implementation of Regulatory Initial Margin Requirements

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April 6, 2020

SBA Issues Additional Guidance Regarding Implementation of the Paycheck Protection Program; Increases Interest Rate to 1%

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March 31, 2020

The Paycheck Protection Program: An Overview of the Key Provisions

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March 30, 2020

SEC Provides Temporary Conditional Relief from Certain Schedule 13F and Schedule 13G Filing Requirements in Response to the Coronavirus

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March 27, 2020

Opportunistic Investment Structures: Issues to Consider

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March 26, 2020

SEC Amends Relief for Certain Form ADV and Form PF Filing and Delivery Requirements

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March 24, 2020

Treasury Extends April 15 Tax Filing Deadline in Addition to Payment Deadline

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March 23, 2020

CFTC Provides No-Action Relief for CPOs in Response to COVID-19

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March 20, 2020

Federal and State Paid Leave Legislation in Response to COVID-19: What Employers Need to Know About the Families First Coronavirus Response Act and S. 8091

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March 19, 2020

Client Alert – Treasury Delays April 15 Tax Deadline by 90 Days for Millions

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March 18, 2020

Partner Steve Nadel and Counsel David Tang authored articles in the Wells Fargo Prime Services, Business Consulting Quarterly Report.

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March 18, 2020

SEC Staff Issues New FAQ on Form ADV and Modified FAQ on the Custody Rule Related to the Coronavirus

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