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March 2, 2020
Tips and Considerations for Form ADV Annual Amendments
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February 27, 2020
Recent CFTC and NFA Developments
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February 25, 2020
Client Alert: SEC Charges Adviser for Inadequate MNPI and Restricted List Policies and Procedures
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February 20, 2020
Volcker Rule Update: Agencies Propose Significant Revisions to Covered Fund Provisions
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February 20, 2020
Identifying Trends in B2B Services M&A: A Study of the Principal Deal Points in the Lower and Middle Market
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February 10, 2020
Seward & Kissel LLP – Front Page Focus: The Rise of the Coronavirus
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February 10, 2020
New HSR Filing Thresholds
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February 6, 2020
SEC Issues Report on Cybersecurity and Operational Resiliency
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February 6, 2020
Partner Gary Anderson and associate Nick Miller co-authored an article in HFM Week titled, “Buy-out provisions in seed transactions.”
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February 6, 2020
SKRC February Compliance Flash
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February 4, 2020
SEC OCIE 2020 Examination Priorities
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January 27, 2020
2020 Annual Reminders
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December 23, 2019
SEC Grants Exemptive Applications of Additional Non-Transparent ETF Sponsors
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December 23, 2019
Overview of the California Consumer Privacy Act
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December 9, 2019
Counsel Christopher Carlson Authored an Article for the December 2019 Edition of The Review of Securities & Commodities Regulation, Titled ” Consecutive Private and Public Offerings for Registered Funds.”
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