February 6, 2020

SEC Issues Report on Cybersecurity and Operational Resiliency

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February 6, 2020

Partner Gary Anderson and associate Nick Miller co-authored an article in HFM Week titled, “Buy-out provisions in seed transactions.”

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February 6, 2020

SKRC February Compliance Flash

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February 4, 2020

SEC OCIE 2020 Examination Priorities

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January 27, 2020

2020 Annual Reminders

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December 23, 2019

SEC Grants Exemptive Applications of Additional Non-Transparent ETF Sponsors

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December 23, 2019

Overview of the California Consumer Privacy Act

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December 9, 2019

Counsel Christopher Carlson Authored an Article for the December 2019 Edition of The Review of Securities & Commodities Regulation, Titled ” Consecutive Private and Public Offerings for Registered Funds.”

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December 5, 2019

Partner Gary Anderson and associate Nick Miller co-authored an article in HFM Week titled, “Restrictive Covenants and Tail Right Provisions in Seed Transactions: Balancing Seeder Protection and Key Person Autonomy.”

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December 4, 2019

SEC Proposes Amendments to the Advertising Rule and Cash Solicitation Rule

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November 21, 2019

SKRC November Compliance Flash

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November 18, 2019

SEC Staff Extends Temporary No-Action Relief to Broker-Dealers Regarding MiFID II Research Requirements

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November 14, 2019

Co-Director of the SEC’s Enforcement Division Discusses Current Areas of Focus Involving Registered Investment Adviser Conflicts of Interest

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November 11, 2019

2020 IARD Renewal Program

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November 6, 2019

OFAC Update: New Venezuela General Licenses

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