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October 12, 2023
AIMA Hedge Fund Confidence Index in partnership with Simmons & Simmons and Seward & Kissel
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October 3, 2023
SEC Proposes Improvements to EDGAR Filer Access and Account Management
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October 3, 2023
SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers
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September 25, 2023
Action Steps for Managers of Private Investment Funds Subject to ERISA Prior to December 1, 2023 to Address the DOL’s Rule Regarding Proxy Voting
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September 20, 2023
Seward & Kissel releases second edition of SPV Snapshot Report
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September 19, 2023
FTC and DOJ Propose Sweeping Changes to HSR Requirements
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September 18, 2023
Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers
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September 11, 2023
SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations
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September 6, 2023
Seward & Kissel releases third edition of SMA Snapshot Report
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August 25, 2023
The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers
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August 22, 2023
Proposed Tax Relief and Jobs Package
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August 17, 2023
United States Issues New Executive Order that Begins Rulemaking Process to Impose Regulations on Certain Outbound Investments in Identified “Countries of Concern” including China, Hong Kong and Macau
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August 16, 2023
SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million
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July 17, 2023
Expiration of SEC Staff’s No Action Letters Providing Relief to Broker-Dealers Regarding MiFID II Research Requirements
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June 20, 2023
Seward & Kissel’s Established Manager Hedge Fund Study
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