June 11, 2024

2023 Seed Transactions Deal Points Study

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June 5, 2024

Fifth Circuit Vacates the Private Fund Advisers Rules in their Entirety

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June 4, 2024

Seward & Kissel’s Marketing Rule Snapshot Report

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May 23, 2024

SEC Amends Regulation S-P to Require Data Breach Notifications and Additional Written Policies

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May 23, 2024

Partner Bradley Fay Interviewed in Hedge Fund Law Report Article Titled, “Impact of Amendments to QPAM Exemption on ERISA Funds”

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May 15, 2024

SEC Charges Investment Adviser with Pay-to-Play Violation, Bringing Political Contributions into Focus During Election Year

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May 2, 2024

T+1 Settlement Cycle: Implications for Investment Advisers

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April 18, 2024

Market Moments with David Poppe, Giverny Capital Asset Management

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April 5, 2024

DOL Finalizes Amendments to the QPAM Exemption – All QPAMs Must Take Action

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March 14, 2024

Seward & Kissel’s Investment Management 2023 Year in Review

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March 7, 2024

FinCEN Proposes AML Requirements for Certain Investment Advisers

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February 9, 2024

SEC Staff Releases FAQ on Marketing Rule Compliance – Calculating Gross and Net Performance

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February 5, 2024

FTC Announces 2024 HSR Filing Thresholds and Fee Schedule

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January 31, 2024

DOL Updates Procedures for Prohibited Transaction Exemption Applications

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January 29, 2024

The SEC Approves Mandatory Clearing of Transactions in US Treasury Securities: Issues for the Buy Side to Consider

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