June 7, 2018

NFA to Develop Swaps Proficiency Requirements Program

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June 5, 2018

SKRC Compliance Weekly – June 5, 2018

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June 4, 2018

Partners Patricia Poglinco and Rob Van Grover co-authored a chapter in The Law of Hedge Funds: A Global Perspective 2nd Edition.

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June 1, 2018

Supreme Court Declines To Hear Spoofing Case

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May 29, 2018

SKRC Compliance Weekly – May 29, 2018

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May 22, 2018

SKRC Compliance Weekly – May 22, 2018

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May 16, 2018

2017 Benchmark Survey of Foreign Direct Investment in the U.S. (Form BE-12)

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May 15, 2018

SKRC Compliance Weekly – May 15, 2018

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May 11, 2018

SEC Proposes Amendments to Auditor Independence Rule with Respect to Certain Loans or Debtor-Creditor Relationships

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May 8, 2018

SKRC Compliance Weekly – May 8, 2018

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May 1, 2018

SKRC Compliance Weekly – May 1, 2018

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May 1, 2018

Partners Paul Miller and Anthony Tu-Sekine co-authored an article for the Investment Adviser Association’s Compliance Corner titled, “What’s in a Name? ETF or Not – Does it Matter?”

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April 24, 2018

SKRC Compliance Weekly – April 24, 2018

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April 17, 2018

SKRC Compliance Weekly – April 17, 2018

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April 16, 2018

OCIE Issues Risk Alert on the Most Frequently Identified Advisory Fee and Expense Compliance Issues

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