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May 26, 2017
The DOL Fiduciary Rule – Action Steps For Investment Managers
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May 24, 2017
Investments by Private Equity Funds: Legal and Regulatory Matters
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May 9, 2017
Key Impacts on Private Equity Industry of House Proposals
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April 24, 2017
April 2017 Compliance Flash
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April 20, 2017
Portfolio Managers and Advisory Firms Settle Charges of Beneficial Reporting Violations
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April 17, 2017
Recent Tax Developments that May Impact the Private Equity Industry
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April 12, 2017
SEC Issues Guidance Update on Robo-Advisers
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March 30, 2017
Investment Adviser Sanctioned for Failure to Disclose Conflicted Revenue Arrangements
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March 30, 2017
Seward & Kissel LLP: 2016 Investment Management Facts
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March 28, 2017
SEC Adopts T+2 Settlement Cycle for Securities Transactions
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March 28, 2017
SEC Clarifies Application of the Custody Rule
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March 22, 2017
Division of Investment Management Provides Information Update on Tax Claims in Foreign Jurisdictions
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March 14, 2017
Seward & Kissel’s 2016 New Hedge Fund Study
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February 28, 2017
Update to January 23, 2017 Memorandum Entitled “Responding to New Derivative Documentation Requests from Dealers”
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February 21, 2017
OCIE Issues List of Most Frequently Identified Exam Topics
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