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June 3, 2016
FBAR Filing Due June 30, 2016
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May 27, 2016
The New Fiduciary Rule’s Effect on Investment Managers
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May 23, 2016
FinCEN Issues Final Customer Due Diligence Rules
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May 5, 2016
May 2016 Private Funds Bullet Report
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April 13, 2016
Shareholder Activism Bullet Report – April 2016
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April 6, 2016
Seward & Kissel LLP: 2015 Investment Management Facts
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March 7, 2016
Seward & Kissel Announces the Launch of the Client Management System
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March 4, 2016
Federal Jury Finds Traders Liable for Insider Trading in Test of SEC’s Post-Newman Strategy
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March 2, 2016
Seward & Kissel’s 2015 New Hedge Fund Study
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February 24, 2016
Compliance Reminder: Annual Obligation to Update Form ADV
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February 23, 2016
SEC Extends Comment Period With Respect to Proposed Revisions to Transfer Agent Rules
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February 10, 2016
SEC Seeks Comment on Proposed Revisions to Transfer Agent Rules
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January 25, 2016
New HSR Filing Thresholds (2016)
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January 22, 2016
Annual Regulatory Reminders (2016)
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January 12, 2016
OCIE Releases Its 2016 Examination Priorities
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