PEOPLE
PRACTICES
NEWS & EVENTS
PUBLICATIONS
About Us
Recognition
Careers
Blogs
Compliance Services
Search
Archive
December 31, 2015
Permanent Extension of Interest-Related Dividend and Short-Term Capital Gain Dividends Provisions Relating to Mutual Funds
Continue reading...
December 31, 2015
Key REIT and FIRPTA Provisions of the Protecting Americans from Tax Hikes Act of 2015
Continue reading...
December 29, 2015
SEC Proposes New Derivatives Rule for Registered Investment Companies
Continue reading...
December 11, 2015
New Exception to Annual Privacy Notice Requirement
Continue reading...
November 23, 2015
Major Changes to IRS Partnership Audit Procedures Requires Review of Fund Documents
Continue reading...
November 11, 2015
First Jury Conviction for Commodities Fraud and Spoofing
Continue reading...
November 5, 2015
IRS Releases Notices Regarding Tax Treatment of Certain Basket Option Contracts and Basket Contracts in Notices 2015-73 and 2015-74
Continue reading...
October 9, 2015
October 2015 Private Funds Bullet Report
Continue reading...
October 9, 2015
IRS Finalizes Regulations on Dividend Equivalent Withholding
Continue reading...
October 1, 2015
Partner Paul Miller authored an article for the Investment Adviser Association’s Compliance Corner titled, “Revisiting Annual Compliance Reviews.”
Continue reading...
September 25, 2015
SEC Proposes Liquidity Management Rules for Mutual Funds and ETFs
Continue reading...
September 25, 2015
SEC Sanctions Investment Adviser for Failing to Adopt Proper Cybersecurity Policies and Procedures
Continue reading...
September 18, 2015
OCIE Announces Second Round of Cybersecurity Examinations
Continue reading...
August 26, 2015
2014 Benchmark Survey of Financial Services Transactions Between U.S. Financial Services Providers and Foreign Persons
Continue reading...
August 26, 2015
FinCEN Proposes AML Requirements for Registered Investment Advisers
Continue reading...
Prev
1
…
35
36
37
38
39
40
41
…
66
Next
Menu