April 8, 2014

Bankruptcy & Reorganization Bullet Report – April 2014

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April 4, 2014

Important FATCA Developments Concerning Registration and IGAs

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April 3, 2014

Expense Allocations – A Key Issue For Examinations of Private Equity Fund Managers

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March 20, 2014

FATCA Update: FATCA Registration

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March 5, 2014

Private Funds Bullet Report – March 2014

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March 5, 2014

SEC Reiterates its Intention to Examine a Significant Percentage of Never-Before Examined Registered Investment Advisers in 2014

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February 25, 2014

Seward & Kissel 2013 New Hedge Fund Study

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February 13, 2014

Net Investment Income Tax: Considerations for Investment Funds and Fund Managers/General Partners

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February 11, 2014

Potential Changes to Taxation of Estates & Trusts in New York

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January 31, 2014

Annual Regulatory Reminders (2014)

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January 30, 2014

OCIE Staff Issues Risk Alert Addressing Due Diligence Practices of Advisers that Manage or Recommend Alternative Investments

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January 22, 2014

New HSR Filing Thresholds (2014)

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January 15, 2014

SEC Adopts Amendments to Remove Certain NRSRO References in Investment Company Rules and Forms

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January 13, 2014

Counsel Anthony Tu-Sekine and Bibb Strench co-authored an article in the ETF Daily News titled, “Palladium’s Fundamentals May Spur Investor Interest.”

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January 10, 2014

TIC Form B Filing Deadlines Approaching on January 15, 2014 and January 20, 2014

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