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July 8, 2013
SEC Proposes Money Market Fund Reforms
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June 24, 2013
Expiration of Composite Swap Relief
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June 17, 2013
FBAR Filing Due June 30
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June 17, 2013
Partner Paul Miller authored an article for Bloomberg BNA’s Securities Regulation & Law Report™ titled, “Private Fund Advisers Considering Mutual Funds.”
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June 3, 2013
The QPAM Exemption and QPAM-Sponsored Plans
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June 3, 2013
Partner Paul Miller authored an article for the Investment Adviser Association’s Compliance Corner titled, “Soft Dollars Revisited.”
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May 29, 2013
Upcoming Swap Clearing Compliance Date on June 10, 2013
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May 13, 2013
AIFMD for US Hedge Fund Managers – “Marketing” to UK Investors
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May 3, 2013
FATCA Update: Final Regulations and Cayman IGA Negotiations
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May 2, 2013
SEC and CFTC Adopt Identity Theft Red Flags Rules
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April 30, 2013
Private Funds Bullet Report – April 2013
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April 12, 2013
Notice to EDGAR Form 13F Filers
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April 10, 2013
Important Reminder Regarding April 30, 2013 Form PF Filing Deadline for Annual Filers
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April 8, 2013
Trademark Clearinghouse
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April 5, 2013
April 10 Deadline for Swap Counterparties
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