August 2, 2013

SEC Adopts Rules Disqualifying Certain Regulation D Offerings Involving Bad Actors

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July 26, 2013

CLO 2.0: How Can Hedge Fund Managers Navigate the Practical and Legal Challenges of Establishing and Managing Collateralized Loan Obligations?

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July 18, 2013

CFTC Issues Cross-Border Guidance

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July 17, 2013

SEC Steps Up Enforcement of Rule 105

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July 13, 2013

IRS Delays FATCA Implementation for Six Months

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July 11, 2013

SEC Lifts Ban on General Solicitation and General Advertising for Certain Private Placements

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July 11, 2013

SEC Approves Elimination of Ban on General Solicitation and Advertising for Certain Private Offerings; Adopts Rule 506 “Bad Actor” Disqualification and Proposes Amendments to Private Offering Rules

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July 8, 2013

AIFMD Implementation Deadline – July 22, 2013

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July 8, 2013

SEC Proposes Money Market Fund Reforms

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June 24, 2013

Expiration of Composite Swap Relief

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June 17, 2013

FBAR Filing Due June 30

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June 17, 2013

Partner Paul Miller authored an article for Bloomberg BNA’s Securities Regulation & Law Report™ titled, “Private Fund Advisers Considering Mutual Funds.”

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June 3, 2013

The QPAM Exemption and QPAM-Sponsored Plans

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June 3, 2013

Partner Paul Miller authored an article for the Investment Adviser Association’s Compliance Corner titled, “Soft Dollars Revisited.”

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May 29, 2013

Upcoming Swap Clearing Compliance Date on June 10, 2013

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