February 28, 2013

Top Ten Things Every US Hedge Fund Manager should know about AIFMD

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February 27, 2013

FINRA 2013 Examination Priorities

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February 26, 2013

Important Reminder Regarding March 1 CPO/CTA Exemption Affirmation Deadline

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January 30, 2013

Annual Regulatory Reminders (2013)

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January 16, 2013

New HSR Filing Thresholds (2013)

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January 2, 2013

Congress Passes Tax Changes in “Fiscal Cliff” Legislation

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December 19, 2012

The Private Funds Report, Vol. XIII

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December 19, 2012

December 31, 2012 CFTC Deadline

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December 18, 2012

SEC Institutes Administrative Proceedings Against Eight Registered Fund Directors for Failure to Properly Oversee Asset Valuations

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December 4, 2012

CFTC Grants Relief for Family Offices

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November 30, 2012

CFTC Grants Extension for Fund of Funds Operators

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November 30, 2012

Private Funds Bullet Report – November 2012

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November 26, 2012

FINRA Rule 5123 – Notice Filing Obligations for Private Placements

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November 19, 2012

Treasury Exempts FX Forwards and FX Swaps From Swap Definition

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November 14, 2012

Implications of the SEC’s Proposed Rule Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 Offerings

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