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May 31, 2012
2011 Annual Survey of U.S. Direct Investment Abroad (Form BE-11)
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May 8, 2012
CFTC and SEC Further Define Eligible Contract Participant, Swap Dealer, Major Swap Participant and other Key Terms
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May 2, 2012
Reliance on the 4.13(a)(3) Exemption from Registration as a Commodity Pool Operator
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May 2, 2012
Newsletter in Connection with Seward & Kissel’s May 2nd Round Table Discussion: Private Equity In Shipping
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May 1, 2012
The JOBS Act: Implications for Private Fund Advertising and for Compliance Programs of Registered Advisers to Private Funds
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April 20, 2012
Important Reminder Concerning CFTC’s Rescission of 4.13(a)(4) Exemption
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April 10, 2012
Form PF Beneficial Ownership Reporting
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April 4, 2012
Form 13H Amendment Filing Obligations
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April 2, 2012
“JOBS” Act Passed to Remove Prohibition of General Solicitation and Marketing in Regulation D Offerings and Increase 500 Record Owner Threshold
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March 22, 2012
Additional Guidance on Registration Requirements for Entities Affiliated with Exempt Reporting Advisers
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March 19, 2012
FinCEN Seeks Comment on Customer Due Diligence Rule That Would Impose Requirement on Brokers to Submit Customer Information to Banks in Connection with Brokered Deposits
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March 8, 2012
Electronic K-1 Procedures
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March 1, 2012
Reporting Obligations for Exempt Reporting Advisers
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February 24, 2012
SEC Adopts Revised Performance Compensation Rule and Transition Rules
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February 21, 2012
2011 New Hedge Fund Study
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