August 9, 2011

SEC Adopts Large Trader Reporting Requirements

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August 1, 2011

Private Funds Bullet Report – July 2011

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August 1, 2011

Important Changes to HSR Rules and Form

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July 22, 2011

SEC Adopts Final Rule Defining Family Offices

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July 15, 2011

SEC Changes Registered Investment Adviser Performance Compensation Rule

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July 15, 2011

SEC Adopts Rules Implementing Certain Exemptions from SEC Registration and Amends Form ADV Part 1A

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July 8, 2011

Department Of Treasury Approves New Form SLT

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July 6, 2011

State Investment Adviser Implications of Repeal of Section 203(b)(3) Exemption

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June 30, 2011

Implications of Supreme Court’s Decision in Janus Capital Group for Mutual Funds, Their Directors and Advisers

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June 23, 2011

Supreme Court Narrowly Construes Rule 10b-5, Limits Securities Fraud Suits

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June 22, 2011

SEC Extends Investment Adviser Registration Deadline Until March 30, 2012

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June 21, 2011

FBAR Deadline: June 30, 2011; Treasury Offers Limited Extensions

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June 10, 2011

Notice of SEC Open Meeting on June 22, 2011

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May 19, 2011

SEC Approves Extension of the Effective Date of the New Anti-Spinning Rule for New Issue

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May 13, 2011

SEC to Change Registered Investment Adviser Performance Compensation Rule and Proposes Transition Rules

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