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June 5, 2009
An Introduction to the Proxy Solicitation Process
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June 3, 2009
Foreign Financial Account Reports Due June 30
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May 29, 2009
SEC To Propose Rule Amendments Covering Rights of Shareholders to Nominate Directors
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May 27, 2009
New Custody Rule Requirements for Registered Investment Advisers Proposed by the SEC
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May 27, 2009
May 2009 Private Funds Bullet Report
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May 1, 2009
SEC Staff Issues No-Action Letter Addressing Treatment of Redemption Fees by Mutual Funds in Calculating SEC Registration Fees Under Form 24F-2
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May 1, 2009
SEC Staff Issues No-Action Letter Addressing Treatment of Redemption Fees by Mutual Funds in Calculating SEC Registration Fees Under Form 24F-2
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April 28, 2009
SEC’s Sanction of the Hennessee Group LLC and Charles Gradante for Misrepresenting Due Diligence Procedures in Recommending Investment
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April 20, 2009
SEC’s Proposal to Reconstitute the “Uptick Rule” and Other Restrictions on Short Selling
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March 9, 2009
Tax Proposals which Target Investors, Hedge Funds and Managers
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February 26, 2009
Annual Requirements for SEC Registered Investment Advisers
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February 24, 2009
Federal Subsidy for Cobra Premiums Under the American Recovery and Reinvestment Act of 2009
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February 12, 2009
Amendments to Form N-1A and Rule 498
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February 10, 2009
The Private Funds Bullet Report – February 2009
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February 4, 2009
The Hedge Fund Transparency Act and Hedge Fund Adviser Registration Act of 2009
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