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November 7, 2008
Investment Management Litigation Year in Review
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November 3, 2008
Passage of the Emergency Economic Stabilization Act of 2008 (the “Act”)
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November 1, 2008
Partner Steve Nadel authored an article entitled “Hedge Funds Affected by Slew of New Rules, Regs” which was published in Institutional Investor News’ 2009 Hedge Fund Industry Report.
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October 17, 2008
SEC’s New Rule Extending Short Sale Reporting Requirements
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October 17, 2008
SEC Issues Rules to Curb Naked Short Selling
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October 15, 2008
Recent Amendments to SEC Rule 12g3-2(b) – Final Rules Streamlining Exemption from SEC Registration for Certain Foreign Private Issuers
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October 7, 2008
Completion of the SEC’s Financial Short Sales Ban
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October 7, 2008
Concerns Raised by the Litigation Involving Abu Dhabi Commercial Bank and Morgan Stanley & Co.
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October 3, 2008
Consolidation in the Financial Industry and the QPAM Exemption’s 10% Limitation
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October 3, 2008
Legislation on the Elimination of Future Fee Deferrals by Investment Managers
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October 2, 2008
SEC Emergency Order On Short Selling
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September 26, 2008
Protocol with Respect to Open Trades with Lehman Brothers Inc. (“LBI”)
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September 26, 2008
SEC’s Clarification of the Naked Short Selling Rule
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September 24, 2008
Lehman Brothers Update and Cure Claim Deadline Information
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September 22, 2008
Information Pertaining to the Filing of Form SH
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