October 7, 2008

Concerns Raised by the Litigation Involving Abu Dhabi Commercial Bank and Morgan Stanley & Co.

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October 3, 2008

Consolidation in the Financial Industry and the QPAM Exemption’s 10% Limitation

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October 3, 2008

Legislation on the Elimination of Future Fee Deferrals by Investment Managers

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October 2, 2008

SEC Emergency Order On Short Selling

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September 26, 2008

Protocol with Respect to Open Trades with Lehman Brothers Inc. (“LBI”)

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September 26, 2008

SEC’s Clarification of the Naked Short Selling Rule

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September 24, 2008

Lehman Brothers Update and Cure Claim Deadline Information

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September 22, 2008

Information Pertaining to the Filing of Form SH

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September 19, 2008

SEC Emergency Order Requiring the Disclosure of Short Sales of Certain Publicly Traded Securities

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September 19, 2008

SEC Issues Emergency Order Prohibiting Short Sales of Financial Companies’ Securities

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September 17, 2008

U.S. Securities and Exchange Commission Issues New Rules to Curb Naked Short Selling

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September 16, 2008

ISDA Announces Further Step Toward Completion Of Fannie Mae and Freddie Mac Protocol

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September 16, 2008

Deadline for Documentary Compliance with Section 409A Regulations is December 31

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September 12, 2008

New SEC Rules to Revise Form D and Regulation D and to Require Electronic Filing of Form D

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July 24, 2008

Responding to SEC Inquiries About Trading Activities, Mark Hyland and Jack Yoskowitz, The Private Funds Report, Seward & Kissel LLP, p. 1.

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