July 21, 2008

SEC Issues Interpretive Letter Regarding Cash Payments for Client Solicitations

Continue reading...

July 21, 2008

SEC Amends Emergency Order

Continue reading...

July 16, 2008

SEC Issues Emergency Order Affecting Short Sales of Fannie Mae, Freddie Mac, and Specified Bank Securities

Continue reading...

July 15, 2008

Tax Treatment of Management Fees for “Fund-of-Funds”

Continue reading...

June 4, 2008

Foreign Account Reporting Requirements

Continue reading...

May 15, 2008

President’s Working Group on Financial Markets Releases Best Practices for the Hedge Fund Industry and Hedge Fund Investors

Continue reading...

May 15, 2008

New House Ways and Means Bill Would Eliminate Fee Deferrals for Managers of Offshore Investments

Continue reading...

May 1, 2008

SEC Re-Proposes Amendments to Part 2 of Form ADV

Continue reading...

May 1, 2008

Trading in Syndicated Bank Loans – When Should a Loan Trade as Distressed

Continue reading...

April 1, 2008

Compliance Monitoring and Testing

Continue reading...

April 1, 2008

The Private Funds Bullet Report – April 2008

Continue reading...

March 1, 2008

Capital Markets Bulletin

Continue reading...

February 20, 2008

Annual Reminder Memorandum to Registered Investment Advisers

Continue reading...

February 19, 2008

Summary of SEC’s Proposed Amendments to Part II of Form ADV

Continue reading...

February 19, 2008

Revised Rule 144 and a Chart Summarizing the New Rule

Continue reading...

Menu