January 23, 2007

Senate Finance Committee Proposal on Deferrals

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January 16, 2007

SEC’s Accredited Investor and Anti-fraud Proposals

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September 1, 2006

The Private Funds Report, Vol. X – Fall 2016

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August 24, 2006

Court Vacates Hedge Fund Adviser Registration Rule

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August 10, 2006

Congress Passes Pension Protection Act of 2006

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August 4, 2006

SEC Issues Final Soft Dollars Interpretive Release

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June 22, 2006

Amendment to the Bank Secrecy Act Regulations Requiring Mutual Funds to Report Suspicious Transactions

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June 13, 2006

Foreign Account Reporting Requirements

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June 8, 2006

SEC Issues Letter Affirming 25% control Needed to be a “Principal”

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April 10, 2006

Changes to New York Publication Law

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March 14, 2006

Proposed Amendments to Rule 22c-2

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March 7, 2006

SEC’s CCO Outreach Seminar

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March 6, 2006

Annual Compliance Reviews for Advisers

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March 1, 2006

Complying with State Gaming Regulations

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January 10, 2006

SEC Amends EDGAR Rules Concerning Mutual Fund and Separate Account Filings

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