October 11, 2022

Introducing the SPV Snapshot Report

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October 4, 2022

New Marketing Rule: One Month Away from the Compliance Date

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September 21, 2022

SEC Examinations to Focus on the New Investment Adviser Marketing Rule

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September 13, 2022

Seward & Kissel Releases its Second Report on Separately Managed Accounts

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September 7, 2022

Private Equity Side Letters Post-ILPA 3.0

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August 30, 2022

Seward Submits Comment Letter on the SEC’s Proposed Amendments to Rule 35d-1 (Names Rule)

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August 11, 2022

The Rise of Hybrid Funds

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August 8, 2022

SEC Rescinds Supplemental Proxy Voting Guidance for Investment Advisers

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July 29, 2022

DOL Proposes an Amendment to the QPAM Exemption

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July 28, 2022

California Drafts Regulations to Implement the California Privacy Rights Act Imposing New Compliance Requirements for Businesses

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July 26, 2022

Paul Miller and Casey Jennings co-author IAA article on Privacy and Cybersecurity for Investment Advisers

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July 26, 2022

July 2022 U.S. Federal Income Tax Updates

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July 6, 2022

Succession Planning for Alternative Investment Manager Founders

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June 29, 2022

Relocation of a Private Fund Manager: Issues to Consider

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June 28, 2022

SEC Files First Reg BI Action Against Broker-Dealer

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