April 14, 2025
SEC Staff Issues Bright Line Guidance for Minimum Investment Amount in Offerings to Verify Accredited Investor Status under Rule 506(c) of Regulation D
April 8, 2025
SEC EXPANDS ACCOMMODATIONS FOR NONPUBLIC REVIEW OF MOST SECURITIES ACT AND EXCHANGE ACT REGISTRATION STATEMENTS
April 4, 2025
STEPS TO TAKE DURING EXTREME MARKET VOLATILITY
April 3, 2025
Partner Danielle Lemberg Authors Article for Hue Partners Titled, “Legal Mistakes Founders Make When Selling Their Business”
April 3, 2025
FINRA Asks For Industry Feedback On Proposed Rules For Outside Activities
April 2, 2025
Partners Bruce Paulsen and Brian Maloney co-author chapters for the Chambers Shipping 2025 Global Practice Guide
April 2, 2025
Seward & Kissel’s Closed-End Fund Study (2023-2024)
April 1, 2025
Employment Litigation Roundup: March 2025
March 27, 2025
Common SEC Exam Issues for Large Advisors and How to Avoid Them
March 26, 2025
Exchange-Traded Fund Fails to Clear SEC Staff Comment Process Prior to Launch
March 25, 2025
Update: U.S. Companies and U.S. Persons No Longer Required to Provide Beneficial Ownership Information under the Corporate Transparency Act.
March 24, 2025
SEC Staff Updates FAQs Regarding Marketing Rule Compliance – Gross and Net Performance
March 18, 2025
When a Complaint Is Actually Frivolous: Threatening To Seek Rule 11 Sanctions as an Appropriate and Effective Strategy
March 17, 2025
SEC Extends Compliance Dates for Amendments to Names Rule
March 12, 2025
CFTC’s Spring Cleaning: Let’s Make a Deal (Quickly)