PEOPLE
PRACTICES
NEWS & EVENTS
PUBLICATIONS
About Us
Recognition
Careers
Blogs
Compliance Services
Search
Publications
Clear all filters
November 8, 2023
SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers
November 6, 2023
SEC Staff Grants No-Action Relief Under Section 17 and Rule 17d-1 Thereunder Allowing Fund to Enter Transaction Agreement with New Adviser
November 6, 2023
SEC Adopts Amendments to the Fund “Names Rule”
November 2, 2023
Seward & Kissel’s “Meet the Fund Banker” Series Featuring Ben Barbanel
October 31, 2023
ISDA 2023 Equity Swap – 2021 Definitions Protocol Opened October 30, 2023
October 31, 2023
Simply Speaking – Marshall Islands Netting Act, 2023
October 31, 2023
Employment Litigation Roundup: October 2023
October 30, 2023
Republic of the Marshall Islands Removed from EU List of Non-Cooperative Jurisdictions
October 26, 2023
SEC Division of Examinations Releases its 2024 Examination Priorities
October 26, 2023
Advice of Counsel Defense in the Spotlight
October 25, 2023
“Who Bears It,” Part 1: The Option Pool Shuffle
October 23, 2023
SEC Issues Final Rules Modernizing Section 13(d) and (g) Beneficial Ownership Reporting
October 17, 2023
SEC Adopts Amendments to Beneficial Ownership Reporting Rules
October 18, 2023
SEC Settles Charges Against Ratings Agencies Relating to Alleged Recordkeeping Failures
October 18, 2023
SEC Adopts Amendments to Regulation 13D-G
Load more