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March 4, 2016
Federal Jury Finds Traders Liable for Insider Trading in Test of SEC’s Post-Newman Strategy
2015 Edition
Seward & Kissel’s 2015 New Hedge Fund Study
February 24, 2016
Compliance Reminder: Annual Obligation to Update Form ADV
February 23, 2016
SEC Extends Comment Period With Respect to Proposed Revisions to Transfer Agent Rules
February 22, 2016
Partners John Ashmead and Ron Cohen and associate Michael Tenenhaus authored an article in the New York Law Journal titled, “Cases Warn Careful Drafting Is Critical For Bankruptcy ‘Make-Whole’ Provisions.”
February 10, 2016
SEC Seeks Comment on Proposed Revisions to Transfer Agent Rules
January 25, 2016
New HSR Filing Thresholds (2016)
January 22, 2016
Annual Regulatory Reminders (2016)
January 21, 2016
Seward & Kissel LLP Forms Energy Finance Restructuring Team
January 20, 2016
SEC Disclosure Requirements for “Resource Extraction Issuers”
January 19, 2016
Iran Agreement Implementation Day: What You Need to Know
January 12, 2016
OCIE Releases Its 2016 Examination Priorities
January 11, 2016
Partner Greg Cioffi authored an article in the Asset Securitization Report titled, “The New Way CLO Managers are Financing ‘Skin in the Game.’ “
December 31, 2015
Permanent Extension of Interest-Related Dividend and Short-Term Capital Gain Dividends Provisions Relating to Mutual Funds
December 31, 2015
Key REIT and FIRPTA Provisions of the Protecting Americans from Tax Hikes Act of 2015
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