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October 6, 2015
Partner Michael McNamara and associates Julia Spivack and Natasha Norman authored a chapter in Commercial Litigation in New York State Courts, 4th Edition. The chapter was titled “Negotiations.”
October 1, 2015
Partner Paul Miller authored an article for the Investment Adviser Association’s Compliance Corner titled, “Revisiting Annual Compliance Reviews.”
September 25, 2015
SEC Proposes Liquidity Management Rules for Mutual Funds and ETFs
September 25, 2015
SEC Sanctions Investment Adviser for Failing to Adopt Proper Cybersecurity Policies and Procedures
September 2015
Associate Lori Sullivan co-authored an article for the September 2015 edition of the NYSBA Journal titled, “Enforceability of a Personal Guaranty Clause.”
September 18, 2015
OCIE Announces Second Round of Cybersecurity Examinations
September 1, 2015
Associate Jeff Dine authored an ariticle in Intellectual Property Magazine titled “Google v Hood.”
August 26, 2015
2014 Benchmark Survey of Financial Services Transactions Between U.S. Financial Services Providers and Foreign Persons
August 26, 2015
FinCEN Proposes AML Requirements for Registered Investment Advisers
August 18, 2015
Potential New Regulations put Family Discount Valuations in Jeopardy
August 12, 2015
SEC’s Concept Release Calling for Enhanced Audit Committee Disclosure
August 2015
Partner Michele Navazio co-authored an article in the Futures and Derivatives Law Report titled, “Master Securities Forward Transaction Agreement: Key Buy-Side Issues.”
August 10, 2015
Changes to New York City Law on Credit and Criminal Background Checks
August 2015
Shareholder Activism Bullet Report – August 2015
August 7, 2015
Changes to FBAR and Partnership Tax Filing Deadlines
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