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August 7, 2019
The Seward & Kissel 2017/2018 Form ADV Study
August 6, 2015
The Seward & Kissel Private Funds Forum
August 6, 2015
Key Issues When Establishing A Co-Investment Vehicle
July 31, 2015
Seward & Kissel Submits Comments to the U.S. Department of Labor on its Proposed Regulation Defining the Term “Fiduciary”
July 22, 2015
New IRS Proposed Regulations Target Fee Waivers But Have Broader Applicability
July 17, 2015
Second Circuit Court of Appeals Holds SIPA Does Not Protect Broker/Dealer Repurchase Agreements
July 16, 2015
Joint Comprehensive Plan of Action Regarding the Islamic Republic of Iran’s Nuclear Program
July 14, 2015
Counsel Bob Gayda authored an article in Law 360 titled, “The Bankruptcy Venue Debate: A Never-Ending Story.”
July 9, 2015
SEC Sanctions Registered Investment Adviser for Compliance Failures and Disclosure-Related Violations
July 1, 2015
SEC Staff Issues Guidance on Reporting of Personal Securities Transactions and Holdings by Advisers’ Access Persons
June 19, 2015
AIFMD Annual Report Deadline – June 30, 2015
June 19, 2015
Additional Extension Possible for Form BE-10
June 4, 2015
Partner Paul Miller authored an article in COO Connect titled, “Asset Managers Now Obliged to Supply More Data to the SEC.”
June 4, 2015
FINRA Interpretive Letter Permits Related Account Performance Information in Institutional Investor Communications of Registered Funds
June 2, 2015
SEC Proposes Amendments to Form ADV and Investment Advisers Act Rules
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