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March 14, 2013
Department of Labor’s Recent Pronouncements Regarding Collateral, ERISA Status of Clearing Entities and Availability of the QPAM Exemption in Connection with Cleared Swap Transactions
March 7, 2013
What Every U.S. Manager Should Know About “AIFMD”
February 2013
Top Ten Things Every US Hedge Fund Manager should know about AIFMD
February 27, 2013
FINRA 2013 Examination Priorities
February 26, 2013
Partners Bruce Paulsen and John Ashmead co-authored an article titled, “Don’t Go Down With The Shipping Bankruptcy,” which was featured on Law 360.
February 26, 2013
Important Reminder Regarding March 1 CPO/CTA Exemption Affirmation Deadline
February 22, 2013
The Iran Threat Reduction and Syria Human Rights Act of 2012 (“ITRA”) and Section 13(r) of the Securities Exchange Act of 1934
February 2013
Partner Bruce Paulsen and associate Jeffrey Dine co-authored an article titled, “Midnight Express meets international arbitration: United States federal court denies enforcement of CIETAC award where the underlying contract was procured by police confinement.” The article appeared in the February 2013 issue of International Bar Association Arbitration News.
January 30, 2013
Annual Regulatory Reminders (2013)
January 29, 2013
Public Companies that are “Resource Extraction Issuers” Must Disclose Certain Government Payments
January 16, 2013
New HSR Filing Thresholds (2013)
January 4, 2012
Transfer Tax Bulletin
January 2, 2013
Congress Passes Tax Changes in “Fiscal Cliff” Legislation
January 2013
Partner John Imhof authored an article titled, “Private Equity for Shipping: A Brief Guide to Joint Ventures,” which appeared in the January 2013 edition of Marine Money Magazine.
December 2012
Partner Rob Van Grover authored an article titled, “Private Fund Primer,” which appeared in the Charles Schwab Compliance Review, December 2012.
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