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Fall 2012
The Private Funds Report, Vol. XIII
December 19, 2012
December 31, 2012 CFTC Deadline
December 18, 2012
SEC Institutes Administrative Proceedings Against Eight Registered Fund Directors for Failure to Properly Oversee Asset Valuations
December 11, 2012
Iran Threat Reduction Act – SEC Disclosure Requirements Update
December 4, 2012
CFTC Grants Relief for Family Offices
November 30, 2012
CFTC Grants Extension for Fund of Funds Operators
November 2012
Private Funds Bullet Report – November 2012
November 26, 2012
FINRA Rule 5123 – Notice Filing Obligations for Private Placements
November 19, 2012
Treasury Exempts FX Forwards and FX Swaps From Swap Definition
November 2012
Associate Jeffrey Dine authored a byline article in the November 2012 issue of Intellectual Property Magazine on the United States’ request to extradite Richard O’Dwyer from the United Kingdom on charges of criminal copyright infringement.
November 14, 2012
Implications of the SEC’s Proposed Rule Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 Offerings
November 8, 2012
SEC Approves Amendment to Rule Affecting Research Analyst Communications
November 7, 2012
Partner Paul Miller authored an article titled, “Regulatory: Surviving a regulatory inspection,” which appeared in InsideCounsel.
October 24, 2012
Partner Ted Horton authored an article titled, “Regulatory: Dodd-Frank whistleblower awards and attorney–client privilege,” which appeared in InsideCounsel.
October 23, 2012
Michael McNamara and Julia Spivack co-authored an article titled, “‘Forfeiture for competition'” and clawback provisions are enforceable as alternatives to covenants not to compete in restraining post-employment activities,” for Practitioner Insights.
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