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May 1, 2012
The JOBS Act: Implications for Private Fund Advertising and for Compliance Programs of Registered Advisers to Private Funds
April 20, 2012
Important Reminder Concerning CFTC’s Rescission of 4.13(a)(4) Exemption
April 10, 2012
Form PF Beneficial Ownership Reporting
April 6, 2012
Counsel Clay Cook wrote an article titled, “The Dual-Use Vessel Program and America’s Marine Highway – Next Steps” which was published in the March-April issue of Maritime Executive magazine.
April 4, 2012
Form 13H Amendment Filing Obligations
March 20, 2012
“JOBS” Act Passed to Remove Prohibition of General Solicitation and Marketing in Regulation D Offerings and Increase 500 Record Owner Threshold
April 2012
Bruce Paulsen and Jeffrey Dine co-authored an article titled, “US Court of Appeals for the Second Circuit decides that courts have the power to stay arbitration under the Federal Arbitration Act.”
March 30, 2012
U.S. Congress Makes Sweeping Changes that will Ease Access to the U.S. Capital Markets
March 22, 2012
Additional Guidance on Registration Requirements for Entities Affiliated with Exempt Reporting Advisers
March 19, 2012
FinCEN Seeks Comment on Customer Due Diligence Rule That Would Impose Requirement on Brokers to Submit Customer Information to Banks in Connection with Brokered Deposits
March 2012
Partner Bruce Paulsen and associate Benay Josselson co-authored an article titled, “Targeting the Shipping Industry.”
March 13, 2012
Business Transactions Group 2011 Year in Review
March 8, 2012
Electronic K-1 Procedures
March 7, 2012
FAA Proposal for Registration of U.S. Citizen Trustees Involving Non-U.S. Citizen Trustors or Beneficiaries
March 2012
Partner Lawrence Rutkowski authored an article titled, “Impact of liquidity and funding concerns on loan documentation,” which appeared in the March 2012 issue of Financier Worldwide Magazine.
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