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July 15, 2011
SEC Changes Registered Investment Adviser Performance Compensation Rule
July 15, 2011
SEC Adopts Rules Implementing Certain Exemptions from SEC Registration and Amends Form ADV Part 1A
July 2011
CLOs – Lessons Learned
July 8, 2011
Department Of Treasury Approves New Form SLT
July 6, 2011
State Investment Adviser Implications of Repeal of Section 203(b)(3) Exemption
June 29, 2011
Implications of Supreme Court’s Decision in Janus Capital Group for Mutual Funds, Their Directors and Advisers
June 24, 2011
Supreme Court Narrowly Construes Rule 10b-5, Limits Securities Fraud Suits
June 22, 2011
SEC Extends Investment Adviser Registration Deadline Until March 30, 2012
Summer 2011
Employment Law Newsletter – Summer 2011
June 21, 2011
FBAR Deadline: June 30, 2011; Treasury Offers Limited Extensions
June 21, 2011
Indictment of IRISL
June 16, 2011
Partner Bruce Paulsen and associate Ellen Lafferty co-authored an article titled, “Hijacked: The Unlikely Interface Between Somali Piracy and the U.S. Regulatory Regime.” The article was published in the June edition of Tulane Law Review.
June 10, 2011
Notice of SEC Open Meeting on June 22, 2011
June 2011
Partner Rita Glavin co-authored an article titled, “The Expanding Scope of Insider Trading Liability,” which appeared in Financial Fraud Law Report, June 2011.
May 31, 2011
Update on Executive Order 13574 – Iran Sanctions
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