PEOPLE
PRACTICES
NEWS & EVENTS
PUBLICATIONS
About Us
Recognition
Careers
Blogs
Compliance Services
Search
Publications
Clear all filters
April 28, 2009
SEC’s Sanction of the Hennessee Group LLC and Charles Gradante for Misrepresenting Due Diligence Procedures in Recommending Investment
April 20, 2009
SEC’s Proposal to Reconstitute the “Uptick Rule” and Other Restrictions on Short Selling
April 1, 2009
Distressed Investor Bankruptcy Basics
March 29, 2009
The Second Circuit Weighs in on Rule B: Registration in New York Deemed Sufficient to Avoid Rule B
March 13, 2009
ISDA’s Release of an Auction Hardwiring Supplement to the 2003 ISDA Credit Derivatives Definitions and “Big Bang” Protocol
March 13, 2009
“Stop Tax Haven Abuse Act” (S. 506) Would Change U.S. Taxation of Foreign Shipping Companies
March 11, 2009
The Debate on Main Street Versus Wall Street
March 9, 2009
Tax Proposals which Target Investors, Hedge Funds and Managers
March 6, 2009
Federal Reserve Board Launches the Term Asset-Backed Securities Loan Facility
February 26, 2009
Annual Requirements for SEC Registered Investment Advisers
February 25, 2009
The Homeowner Affordability and Stability Plan: Potential Benefits and Costs
February 24, 2009
Federal Subsidy for Cobra Premiums Under the American Recovery and Reinvestment Act of 2009
February 12, 2009
Amendments to Form N-1A and Rule 498
February 10, 2009
The Private Funds Bullet Report – February 2009
February 5, 2009
Victoria Finance’s SIV Restructuring, Mainly Through Vertical Slices
Load more