November 29, 2023
SEC Announces Robust Fiscal Year 2023 Enforcement Results
November 29, 2023
What is the US Tanker Security Program (TSP)?
November 28, 2023
Seward & Kissel Submits Comment Letter on the SEC’s Proposed Rule on Conflicts of Interest Associated with Investment Advisers’ Use of Predictive Data Analytics
November 28, 2023
DOL Proposes to Expand the Definition of an ERISA Fiduciary
November 27, 2023
Leash the Kraken: SEC Sues Kraken
November 28, 2023
SEC Division of Examinations Announced 2024 Examination Priorities
November 22, 2023
“Who Bears It,” Part 2: Economic Arguments for Allocating Convertible Note / SAFE Dilution
November 16, 2023
OFAC Temporarily Eases Sanctions on Venezuelan Oil & Gas and Gold Sectors Subject to Compliance with Electoral Roadmap
November 14, 2023
S&K Observations and Practical Recommendations on Wire Transfer Fraud
November 9, 2023
FTC Imposes New Data Breach Notification Requirements
November 17, 2023
SEC Adopts Rule Regarding Cybersecurity Incident Reporting
November 8, 2023
SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers
November 6, 2023
SEC Staff Grants No-Action Relief Under Section 17 and Rule 17d-1 Thereunder Allowing Fund to Enter Transaction Agreement with New Adviser
November 6, 2023
SEC Adopts Amendments to the Fund “Names Rule”
November 2, 2023
Seward & Kissel’s “Meet the Fund Banker” Series Featuring Ben Barbanel