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July 24, 2023, as revised August 4, 2023
SEC Adopts Money Market Fund Reforms
July 18, 2023
Christmas in July—Court in Ripple Case Delivers Split Verdict Hailed as Victory by Ripple
July 17, 2023
Expiration of SEC Staff’s No Action Letters Providing Relief to Broker-Dealers Regarding MiFID II Research Requirements
July 11, 2023
The Howey Test All-Star Lineup
July 10, 2023
SEC Announces Insider Trading Charges Against Thirteen Defendants in Four Separate Complaints
June 28, 2023
Government Tax Incentives for Offshore Wind Investments
June 23, 2023
SEC Settles Charges with Accounting Firm for Quality Control Deficiencies
June 21, 2023
SEC Settles Charges with Registered Adviser for Disclosure and Policy and Procedure Violations
June 21, 2023
Proposed NY Non-Compete Ban Heads to Governor Hochul for Signature
June 20, 2023
Seward & Kissel’s Established Manager Hedge Fund Study
June 16, 2023
SEC Charges Adviser and its Principal in Illegal Short Selling Scheme
July 18, 2023
Avoiding Hidden Dilution in Growth Equity and Venture Capital Investing
June 13, 2023
SEC Sues Binance and Coinbase, and Ten States Bring Actions to Enjoin Coinbase From Offering Its Staking Product
June 13, 2023
NYS Senate Passes Bill Banning Non-competes; On to NYS Assembly
June 12, 2023
Simple Cap Table Analysis
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