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Fall 2016
The Private Funds Report, Vol. X – Fall 2016
August 26, 2006
Court Vacates Hedge Fund Adviser Registration Rule
August 10, 2006
Congress Passes Pension Protection Act of 2006
August 4, 2006
SEC Issues Final Soft Dollars Interpretive Release
July/August 2006
Partner Mike Considine co-authored a Corporate Board article titled, “What Should the Board Do When The Prosecutor Calls?”
July 2006
Partner Mike Considine co-authored a Business Crimes Bulletin article titled, “‘Misprision of a Felony’: A bargaining Tool for Defense Counsel.”
June 22, 2006
Amendment to the Bank Secrecy Act Regulations Requiring Mutual Funds to Report Suspicious Transactions
June 22, 2006
Foreign Account Reporting Requirements
June 8, 2006
SEC Issues Letter Affirming 25% control Needed to be a “Principal”
April 10, 2006
Changes to New York Publication Law
March 14, 2006
Proposed Amendments to Rule 22c-2
March 7, 2006
SEC’s CCO Outreach Seminar
March 6, 2006
Annual Compliance Reviews for Advisers
March 1, 2006
Complying with State Gaming Regulations
February 10, 2006
Legal Brief: Love Thy Regulator
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