October 11, 2023
Seward & Kissel LLP Obtains Forum Non Conveniens Dismissal from Marshall Islands Supreme Court on Behalf of Sea Justice Ltd.
October 10, 2023
SEC Settles Charges with Mutual Fund Adviser for ESG Related Violations
October 6, 2023
SEC Settles Charges with Mutual Fund Adviser for AML Related Violations
October 6, 2023
New Disclosure Rules Regarding Issuer Share Repurchase
October 3, 2023
SEC Proposes Improvements to EDGAR Filer Access and Account Management
October 3, 2023
SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers
October 2, 2023
Employment Law Alert: Recent SEC Fines for Failure to Provide Whistleblower Protections
August 29, 2023
Simply Speaking – Amendments to the Marshall Islands Maritime Law and Regulations
September 29, 2023
SEC Proposes Changes to EDGAR Filer Access and Account Management
September 26, 2023
Partner Bob Gayda to Speak at Stout Summit
September 25, 2023
Action Steps for Managers of Private Investment Funds Subject to ERISA Prior to December 1, 2023 to Address the DOL’s Rule Regarding Proxy Voting
September 22, 2023
SEC Settles Charges with Nine Advisers in Marketing Rule Sweep
September 20, 2023
Option Pools: The Balance Sheet’s Silent Partner
September 20, 2023
Seward & Kissel releases second edition of SPV Snapshot Report
September 20, 2023
SEC Files a Civil Complaint Against a Broker-Dealer for False and Misleading Disclosures Relating to Information Barriers